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SystemAIS-005Employment and HR technology

Candidate Shortlisting Assistant

Rank applications against a structured role profile and propose a shortlist to the hiring manager.

AI Act tier
High-risk (Annex III)
Status
Under restriction
State
Restricted
Owner
Cirocco Jones
Readiness
84
Blockers
1

Identity

What the system is, where it is placed, and how often it is reviewed.

Description
High-risk under Annex III. Restricted following an adverse impact ratio below the accepted threshold in the last bias audit.
Markets
European Union
Sectoral class
High-risk (Annex III)
FDA position
Not assessed
EU AI Act tier
Not assessed
QMS reference
HRG-REG-0027
Deployed configuration
Not recorded
Placed on market
Yes
Internal reviews
12 months, next due 2027-03-09 Open AI Reviews

Lifecycle

Where the system stands, and the act that moves it on. Every move is written to the audit trail under the acting persona.

Registered

The system exists as a record. Design work has not started.

In development

Design and development are under way. Nothing is in use outside the project.

Approved for operation

Released for use. The post-market duties apply from this point.

Under restriction

In use, but with a limitation placed on it after a signal or a finding.

Suspended

Use is stopped while a matter is settled.

Retired

Withdrawn from use. Records are held for the retention period.

Move to
Rationale

Linked records

Navigate from the AI System to every governed record.

Chronology

Every dated act on this AI System and its records, in order.

  1. 2025-01-15SystemAIS-005AI System registered
  2. 2026-03-09ReviewAIS-005Periodic review completed
  3. 2026-07-08SignalIncident: Adverse impact ratio below 0.80Quarterly bias audit returned an impact ratio of 0.74 for one protected group. The system was placed under restriction.

Governance gates

A gate is held until it is proven. It passes when the records it depends on exist, an approved AI Review of the matching type is recorded, and no blocker in its scope is open.

GatePurposeResponsibleOutcomeWhat is missing
Development authorisationAuthorises development against a stated intended purpose.Independent ReviewerHeld
  • No AI Use Case is recorded, so there is nothing to authorise development against. Record a use case
  • No approved AI Review of type Development authorisation. Open the review
Model approvalApproves an immutable AI Model Version for use.Independent ReviewerHeld
System approval for operationApproves the complete AI System for operation in a market.Independent ReviewerHeld
Change authorisationAuthorises a change inside the Controlled Evolution boundaries.Quality and RegulatoryHeld
ResumptionResumes operation after restriction or suspension.Independent ReviewerHeld
  • No approved AI Review of type Resumption. Open the review
  • EMP-01 No current bias audit

Posture summary

Compliance posture narrative

A written summary of the computed findings and the recommended order of work. The findings themselves are deterministic. The narrative never states that the AI System is compliant.

Demonstration fill

Generate the rest of the record set

Scout drafts AI Use Cases, AI Models and versions, Datasets and versions, the dataset to model links, AI Risks, AI Reviews and Planned Modifications, all consistent with what this AI System already states. Records are added as drafts and every one carries an audit entry saying it was generated.

Open findings

1 blockers, 1 warnings.

  • BlockerEMP-01No current bias audit

    A system used to filter applicants is audited for adverse impact, and the result is published to candidates in some markets.

    Affects
    AIS-005
    Effect
    Blocks continued operation in markets that require a published audit.
    Record the bias audit
  • WarningCE-03No Controlled Evolution declared

    Permitted change is undefined, so every change needs a new authorisation.

    Affects
    AIS-005
    Effect
    No PCCP can be generated.
    Declare Controlled Evolution

Monitoring

Signals observed on the deployed configuration.

MetricObservedThresholdStateObserved on

Framework mappings

A mapping records where a requirement is addressed. It does not assert compliance.

FrameworkClauseHow it is addressedEvidence
EU AI ActArticle 26, Deployer obligationsCandidates are informed that an AI system supports the shortlist.Not linked

Audit trail

  • 2025-01-15Cirocco JonesRegistered AI System
  • 2026-07-08Lilith IyapoPlaced under restriction, Bias audit finding